The president cannot legally initiate
a war
What the
Constitution allows the president to do unilaterally with respect to military
action is, of course, hotly debated. But
much of this debate is in bad faith. While
there are details over which reasonable people can quibble, the Constitution is
very clear on who has the authority to do what where war is concerned:
The Congress shall have power to… provide for the common defence
and general welfare of the United States… to define and punish piracies and felonies committed on the
high seas, and offences against the law of nations… to declare war, grant
letters of marque and reprisal, and make rules concerning captures on land and
water; to raise and support armies… to provide and maintain a navy; to make
rules for the government and regulation of the land and naval forces; to
provide for calling forth the militia to execute the laws of the union,
suppress insurrections and repel invasions; to provide for organizing, arming,
and disciplining, the militia, and for governing such part of them as may be
employed in the service of the United States…
The President shall be Commander in Chief of the army and navy
of the United States, and of the militia of the several states, when called
into the actual service of the United States.
(“Letters of
marque and reprisal” have to do with authorizing private citizens to attack or
seize enemy vessels and the like.)
It is to
Congress, then, that the constitution gives the most fundamental powers where
war-making is concerned – to raise, maintain, and govern an army and navy and
other military forces, and to decide when to commit them to war. This includes both military actions intended
to defend the United States against attack and those intended to punish piracy,
violations of the law of nations, and the like.
The president, meanwhile, is the chief commander of these forces once Congress
has initiated hostilities. This
arrangement parallels the roles Congress and the president play with respect to
lawmaking. Congress makes laws, and the
president then enforces them. Congress
initiates wars, and the president then conducts them. It would, of course, be absurd to suggest
that the fact that the president is the chief enforcer of the laws somehow
entails that he himself has the right to make laws. It is no less absurd to suggest that the fact
that the president is the commander-in-chief somehow entails that he has the
right to initiate a war.
There can be
no doubt that this is how the framers of the Constitution understood the
respective powers of Congress and the president. As Louis Fisher shows in his book Presidential War Power, their
concern was to prevent presidents from having the kind of discretionary power
where war is concerned that kings so often had.
They believed that the Constitution had achieved precisely that end, by
putting the power of initiating war in the hands of Congress. For example, James Madison wrote that “the
constitution supposes, what the History of all Govts demonstrates, that the
Ex[ecutive] is the branch of power most interested in war, and most prone to
it. It has accordingly with studied
care, vested the question of war in the Legisl[ature]” (Letter to Thomas Jefferson,
April 2, 1798, quoted by Fisher at p. 10).
Again, said Madison:
In no part of the constitution is more wisdom to be found
than in the clause which confides the question of war or peace to the
legislature, and not to the executive department. Beside the objection to such a mixture of
heterogeneous powers: the trust and the temptation would be too great for any
one man… War is in fact the true nurse of executive aggrandizement. In war a physical force is to be created, and
it is the executive will which is to direct it. In war the public treasures are to be
unlocked, and it is the executive hand which is to dispense them. In war the honors and emoluments of office are
to be multiplied; and it is the executive patronage under which they are to be
enjoyed. It is in war, finally, that
laurels are to be gathered, and it is the executive brow they are to encircle. The strongest passions, and most dangerous
weaknesses of the human breast; ambition, avarice, vanity, the honorable or
venial love of fame, are all in conspiracy against the desire and duty of
peace. (“Helvidius”
Number 4, September 14, 1793)
Thomas
Jefferson expressed similar views, writing: “We have already given in example
one effectual check to the Dog of war, by transferring the power of letting him
loose from the Executive to the Legislative body, from those who are to spend
to those who are to pay” (Letter to
James Madison, September 6, 1789).
Elsewhere Jefferson acknowledged that “Congress alone is
constitutionally invested with the power of changing our condition from peace
to war” (Special Message to Congress, December 6, 1805, quoted by Fisher at p.
34). And George Washington said that “the
Constitution vests the power of declaring war with Congress; therefore no
offensive expedition of importance can be undertaken until after they have
deliberated upon the subject, and authorized such a measure” (Letter to William
Moultrie, August 28, 1793, quoted by Fisher at p. 19). Even Alexander Hamilton, well known for
favoring a strong executive, acknowledged that “it belongs to Congress only, to
go to war” (The Examination Number 1, December 17, 1801, quoted by Fisher at p.
35).
To be sure,
during the constitutional convention, Madison agreed to a change of wording
that made reference to Congress’s power to “declare war” in place of the
original phrase “make war,” so as to leave open to the president “the power to
repel sudden attacks” (Fisher, p. 8).
But this is the exception that proves the rule. It is precisely because the framers
understood the Constitution generally to prohibit military action without
congressional approval that the question arose whether this ruled out even unilateral
presidential responses to sudden attacks.
And as Fisher notes:
Presidential use of force during the first few decades after
the Philadelphia convention conformed closely to the expectations of the
framers. The decision to go to war or to
mount offensive actions remained with Congress.
Presidents accepted that principle for all wars: declared or undeclared.
(p. 17)
In
particular, even when repelling sudden military threats to the United States,
presidents would confine themselves to defensive measures and look to Congress
to determine what action beyond that was permissible. As Fisher shows, this was true, for example,
of Washington’s conflicts with Indian tribes, and of Jefferson’s dealings with
Barbary pirates (contrary to the claims sometimes made by proponents of
expansive presidential war powers that Jefferson acted unilaterally).
It was only
later and gradually that presidents clearly attempted to push beyond
constitutional bounds, but even then they at least tried to give the appearance
of acting constitutionally. For
instance, though President James Polk tried to provoke a war with Mexico, he
did also seek a congressional declaration rather than pretending that he had
the authority either to initiate hostilities or go beyond purely defensive
measures. And even though Congress did indeed
issue such a declaration, Polk was later censured by the House of
Representatives for having “unnecessarily and unconstitutionally begun” the war
(quoted by Fisher at p. 43). Abraham
Lincoln wrote at the time:
Allow the President to invade a neighboring nation, whenever
he shall deem it necessary to repel an invasion, and you allow him to do so, whenever he may choose to say he deems it
necessary for such purpose – and you allow him to make war at pleasure. Study to see if you can fix any limit to his
power in this respect, after you have given him so much… The provision of the
Constitution giving the war-making power to Congress, was dictated, as I
understand it, by the following reasons. Kings had always been involving and
impoverishing their people in wars, pretending generally, if not always, that
the good of the people was the object. This,
our Convention understood to be the most oppressive of all Kingly oppressions;
and they resolved to so frame the Constitution that no one man should hold the
power of bringing this oppression upon us. (Letter
to William Herndon, February 15, 1848)
During
Lincoln’s own presidency, the Supreme Court noted in 1862
that while he could act to repel sudden aggression, “the President…has no power
to initiate or declare a war either against a foreign nation or a domestic
State.” While Lincoln would nevertheless
himself push the envelope of presidential war powers, he acknowledged the
legally dubious nature of his doing so, and sought congressional approval after
the fact. While that is of course
problematic, the point is that it illustrates that he understood that the Constitution
was intended to deny presidents discretionary power of the kind that in
practice he tried to exercise.
Since
presidents would, during the century afterward, become ever less scrupulous in
observing constitutional limits, Congress passed the War
Powers Act in 1973 to try to rein them in and restore the limits on
presidential war powers the Constitution intended and the earliest presidents acknowledged. The Act states:
SEC. 2… (c) The constitutional powers of the President as
Commander-in-Chief to introduce United States Armed Forces into hostilities, or
into situations where imminent involvement in hostilities is clearly indicated
by the circumstances, are exercised only
pursuant to (1) a declaration of war, (2) specific statutory authorization, or
(3) a national emergency created by attack upon the United States, its territories
or possessions, or its armed forces. [emphasis added]
SEC. 3. The President in every possible instance shall
consult with Congress before introducing United States Armed Forces into
hostilities or into situation where imminent involvement in hostilities is
clearly indicated by the circumstances, and after every such introduction shall
consult regularly with the Congress until United States Armed Forces are no
longer engaged in hostilities or have been removed from such situations.
SEC. 4. (a) In the absence of a declaration of war, in any
case in which United States Armed Forces are introduced (1) into hostilities or
into situations where imminent involvement in hostilities is clearly indicated
by the circumstances… the president shall submit within 48 hours to the Speaker
of the House of Representatives and to the President pro tempore of the Senate
a report, in writing, setting forth (A) the circumstances necessitating the
introduction of United States Armed Forces; (B) the constitutional and
legislative authority under which such introduction took place; and (C) the
estimated scope and duration of the hostilities or involvement…
SEC. 5… (b) Within sixty calendar days after a report is
submitted or is required to be submitted pursuant to section 4(a)(1), whichever
is earlier, the President shall terminate any use of Untied States Armed Forces
with respect to which such report was submitted (or required to be submitted),
unless the Congress (1) has declared war or has enacted a specific authorization
for such use of United States Armed Forces, (2) has extended by law such
sixty-day period, or (3) is physically unable to meet as a result of an armed
attack upon the United States. Such
sixty-day period shall be extended for not more than an additional thirty days
if the President determines and certifies to the Congress in writing that
unavoidable military necessity respecting the safety of United States Armed
Forces requires the continued use of such armed forces in the course of
bringing about a prompt removal of such forces.
Note first
that the Act explicitly says that the president’s constitutional authority to
use military force exists ONLY where Congress declares war, OR where Congress
gives some authorization for military action short of a declaration of war, OR
where there is a national emergency created by some attack on the U.S. That’s it.
The only case in which the president may act without congressional
approval is the last of these three, i.e. in immediate response to an attack
actually underway against the United States.
There is nothing in the Act that permits a president to take unilateral
action in any other context – for example, against a country he thinks someday could attack the U.S.
The
importance of this point cannot be overemphasized. Those who favor expansive presidential war
powers often claim that the Act permits the president to use military force
virtually however he sees fit, as long as he gets congressional approval within
ninety days (the maximum amount that could be justified under Sec. 5). This is sheer sophistry. As Ilya Somin notes,
“the WPA is a limitation on presidential power, not a grant of it… The purpose of this [ninety day] requirement
is to constrain even small-scale combat deployments that might otherwise not
require congressional authorization.”
And the only such deployment recognized by the Act is the sort carried
out to repel an immediate attack on the United States.
In light of
the foregoing, the Iran war is manifestly unconstitutional. Indeed, it is hard to imagine a more obvious
example of the sort of unilateral presidential military action the framers of
the Constitution and the authors of the War Powers Act intended to rule
out. Congress has issued neither a
declaration of war nor any other authorization for military action against
Iran. The United States had not been
attacked by Iran, nor was an attack from Iran imminent. And even if the president did have the power
to take unilateral military action for ninety days, the war has now gone on
well beyond that, yet still not received congressional approval.
Of course,
some apologists for the war claim that the U.S. and Iran have already been at
war for 47 years, but as
I have shown elsewhere, that claim too is sheer sophistry. Indeed, this sophistry and others deployed by
the war’s apologists – such as claiming that the conflict is not strictly a
war, or that the war stopped after sixty days but restarted a day later (so
that the War Powers Act’s time constraints were not strictly violated) – implicitly
concede that presidents have no constitutional authority to initiate war. There would be no point in proposing these
absurd arguments, unless it was to try to rescue Trump from the charge that he
has overstepped legal boundaries.
Note that
the illegality of the Iran war would remain obvious even if one wanted to
quibble about whether there might be some
wiggle room for unilateral presidential military actions beyond just responses
to sudden attacks. For this is not some
small or limited conflict. While the stated
aims of the war have shifted from moment to moment, President Trump has claimed
at various times that the war is about ending the current Iranian regime and
liberating the Iranian people; has threatened to destroy the country’s
infrastructure and indeed end its civilization; has pledged to fight on as long
as it takes until Iran’s nuclear capacities are destroyed and the Strait of
Hormuz is opened; and has refused to rule out a ground invasion. The war has already caused many civilian deaths
and serious damage to U.S. military bases, as well as grave economic harm to the
U.S. and our allies; has greatly depleted U.S. munitions stockpiles and thereby
weakened our military position elsewhere in the world; and threatens to bring
about a global recession if the strait is not reopened soon. Hence the war’s aims are as ambitious and
open-ended, and its potential effects as momentous, as any that could be
imagined.
If the
Constitution and War Powers Act would not rule out unilateral presidential
action even of this extreme kind, there is nothing they would rule out. To stretch their constraints on presidential
discretion far enough to permit the Iran war would simply empty those
constraints of all content. Right-wingers
who claim that the Iran war is constitutional are thus like left-wingers who
pretend that the Constitution implies a right to abortion or same-sex
marriage. They are transparently arguing
in bad faith, cobbling together specious constitutional rationalizations for
policies to which they are committed on extra-constitutional grounds.
Just war doctrine and lawful
authority
Some might
object that at least for purposes of determining whether the war is just, all
of this is neither here nor there, since what ultimately matters is not whether
it meets U.S. legal criteria, but
rather whether it meets the relevant moral
criteria of natural law, as enshrined in just war doctrine. Now, the “lawful authority” condition of just
war doctrine tells us that private individuals cannot initiate a war, not even
for a just cause. Public authorities
alone have the right and responsibility to do so. But the war was initiated by the sitting
President of the United States, not a private individual. And that (so the argument might go) suffices
for meeting the lawful authority condition of just war theory, whatever one
thinks about the constitutional issues.
But this is
just more sophistry. The first problem
is that for the lawful authority condition of just war doctrine to be
satisfied, it is not sufficient that some
governmental authority or other initiates military action. It has to be the specific authority within a polity that possesses that power. Hence, as Francisco Suárez argues in The Three Theological Virtues: On Charity,
Disputation XIII: On War:
An inferior prince, or an imperfect state, or whosoever in
temporal affairs is under a superior, cannot justly declare war without the
authorization of that superior… such a declaration of war is opposed to the
rights of the sovereign prince, to whom that power has been specially
entrusted…
A war which, according to the preceding conclusion, is
declared without legitimate authority, is contrary not only to charity, but
also to justice, even if a legitimate cause for it exists. The reason supporting this conclusion is that
such an act is performed without legitimate jurisdiction, and is consequently
an illegitimate act. (Section II)
As we have
seen, in the American context, the authority to whom the power to initiate war
has been “specially entrusted” is Congress, not the president. Hence, on the specific matter of initiating
war, the president is “inferior” in authority to Congress. And thus, for him to initiate a war without
congressional authorization is, by the criteria set out by Suárez, an
“illegitimate act” and contrary to justice, even if the cause for which he does
so is a good one.
We must also
keep in mind that, as St. Thomas Aquinas teaches, when human laws are
consistent with the natural law, they “are just and binding in conscience” (Summa Theologiae I-II.96.4). No one has the right to disobey them merely
because they were made by man rather than God, because the right of human
governing authorities to make binding laws is itself part of the natural law. Now, that the U.S. Constitution gives
Congress alone the power to initiate war is part of human law. One might argue about whether it would have
been better to give the president more discretionary power than the
Constitution does. But there is nothing
positively contrary to the natural law in the Constitution’s giving Congress
alone the right to initiate war. And it
is only where human law is positively contrary to the natural law that it can
be disobeyed. Hence, Americans have a
moral obligation to respect constitutional constraints on presidential war
powers – and to oppose presidential violations of those constraints, just as
they would oppose other forms of illegality.
Indeed, presidential illegalities, left unchecked, are far worse than
those committed by ordinary citizens, because they undermine the credibility of
the entire political order. In this way,
what President Trump has done is gravely harmful and immoral even apart from
its violation of just war criteria.
There is yet
another consideration. For it is not
merely that the natural law permits
human law to limit the war powers of the chief executive in the way the U.S.
constitution does. In fact, the just war
tradition positively favors this sort
of arrangement. In his book The Catholic Tradition of the Law of Nations,
John Eppstein notes that as the Scholastic tradition of just war thinking
developed, what became the standard view is that the decision to go to war is
too grave a matter to leave to the discretion of one man. Summing up the mature Scholastic teaching,
Eppstein writes:
All those who hold office or have any political
responsibility in the state are bound in conscience to examine carefully the
rights and wrongs of a proposed declaration of war. War may
not be waged on the personal authority of the sovereign, but only after the
advice of wise and impartial men has been sought, and after the claims of the
opposing side have been carefully weighed. (p. 123, emphasis added)
In the same spirit,
the bishops of the United States, in a
1919 pastoral letter, advocated the decentralization of decision-making
where war is concerned:
The growth of democracy implies that the people shall have a
larger share in determining the form, attributions, and policies of the
government to which they look for the preservation of order. It should also imply that the calm deliberate judgment of the people, rather than the aims of the
ambitious few, shall decide whether, in case of international disagreement, war
be the only solution. Knowing that
the burdens of war will fall most heavily on them, the people will be slower in
taking aggressive measures, and, with an adequate sense of what charity and
justice require, they will refuse to be led or driven into conflict by false
report or specious argument. (Emphasis added)
Similarly,
when addressing the question of how the individual citizen can be confident
that a proposed war is just, the eminent Catholic natural law theorist Heinrich
Rommen writes:
A good opportunity exists… where the representatives of the
people have some control over the foreign policy of the government. Another favorable factor would be a
constitutional provision that the most concentrated competence of sovereignty –
the declaration of war – be exercised “by plebiscite or at least by resolution
of representatives of the people.” (The
State in Catholic Thought, p. 671)
In giving
the power to initiate war to the legislature rather than the executive, then,
the U.S. constitution is not merely consistent
with the just war tradition, but indeed more
in its spirit than a political order that gave greater discretion to the president
would be. This gives Catholics and
others who accept just war doctrine extra reason to oppose unconstitutional
wars.
When we
consider together both the just war tradition and the U.S. constitution, then,
it is clear that no American war can meet the “lawful authority” condition unless
it is given congressional approval. And
this is exactly what some pre-Vatican II American Catholic manuals of moral
theology implicitly or explicitly taught. For example, in volume 1 of their Moral Theology: A Complete Course, Fr.
John McHugh and Fr. Charles Callan write: “What public authority has the right
to declare war? Ordinarily, only the
sovereign power – that is, the person or
body in whom the chief authority is vested according to the constitution of a nation – can make war” (p. 560,
emphasis added). Fr. Austin Fagothey’s Right and Reason teaches that “only the
person or body designated in the
constitution of the state as having the authority to declare war can do so
legitimately” (p. 563, emphasis added). Fr.
Francis Connell’s Outlines of Moral
Theology states that in order for a war to be just, “a declaration must be
made by the lawful authority – in the United States Congress” (p. 116). (I note that these are pre-Vatican II works
to forestall any foolish suggestion that scruples over congressional
authorization somehow reflect post-Vatican II theological liberalism.)
It cannot reasonably
be denied, then, that the Iran war fails to meet the “lawful authority”
condition of just war doctrine. That
alone would suffice to make it unjust, even if it were otherwise unproblematic.
But as I have argued in other articles
(linked to below), the war is unjust for several other reasons as well.
Further
reading:
The
U.S. war on Iran is manifestly unjust
America’s conflict in
Iran is not a just war
Does
just war doctrine require moral certainty?
Misunderstanding
the “just cause” condition of just war doctrine
No,
the U.S. has not been at war with Iran for 47 years
The
evil and incoherence of targeting civilian infrastructure

You have posted multiple times on Iran and Just War Doctrine. This blog post is redundant.
ReplyDeleteIt's always a good idea actually to read something before commenting on it. The post goes into much greater depth on the constitutional issue than I have before, so, no, it's not redundant.
DeleteThe Republicans in Congress are afraid of Trump, his Administration and his MAGA followers. They will continue to roll over for him until they are booted out of office in the mid terms.
ReplyDeleteA fascinating article - thank you. If the president has acted Illegally what legal action can be taken against him? I thought that a legal injunction could be taken against his decision. Or in the last resort impeachment. Here in Britain the executive (cabinet and prime minister) can declare war without parliamentary approval; although David Cameron did ask parliament to approve bombing Syria in 2013, and when he lost the vote he abided by the decision - and this referral to parliament may act as a precedent for future hostilities.
ReplyDelete